Regulation
June 20, 2018 1:10 PM GMT
ESMA confirms there will be no extension to the six-month grace period implemented just two weeks before MiFID II went live on 3 January this year.
Market Infrastructure
August 31, 2017 7:58 AM GMT
The mandatory unbundling of charges for different services will impact prime brokerage of-ferings such as cap intro services and consultancy – so are they prepared?
Market Infrastructure
August 31, 2017 5:01 AM GMT
Hostility towards MiFID II has seen hedge funds abandon MiFID II license in favour of AIFMD, but is this a temporary ‘get out of jail free card’?
Market Infrastructure
August 25, 2017 5:47 AM GMT
Tradeweb, MarketAxess’ Trax, Bloomberg, NEX Regulatory Reporting and TRADEcho all received APA authorisation.
Custody
August 7, 2017 10:20 AM GMT
The hire of Phillis comes just five months before custody banks operating in Europe will become subject to MiFID II.
Market Infrastructure
July 4, 2017 5:58 AM GMT
Survey finds a quarter of compliance and IT managers believe Brexit will make their firm exempt from MiFID II.
Market Infrastructure
June 29, 2017 7:36 AM GMT
Buy-side study found almost half of firms are attempting to implement MiFID II with a team of just five people and a budget of less than £2 million.
Market Infrastructure
June 7, 2017 6:57 AM GMT
Steven Maijoor has told attendees at the FIA IDX conference that MiFID II will face no further delays.
Market Infrastructure
June 13, 2016 11:06 AM GMT
FIXProtocol developed by the trading community to standardise trade reporting requirements under MiFID II.