Regulation July 5, 2018 1:41 PM GMT
Industry awaits formal approval from European Commission, but Global Custodian understands it will make no 'fundamental changes' to SFTR which now looks to be adopted in at the end of the year or Q1 2019.
Custody June 26, 2018 3:15 PM GMT
HSBC's Karczewski believes custodians could play a part in the front-end decision-making process for clients.
Regulation June 20, 2018 1:10 PM GMT
ESMA confirms there will be no extension to the six-month grace period implemented just two weeks before MiFID II went live on 3 January this year.
Market Infrastructure August 31, 2017 7:58 AM GMT
The mandatory unbundling of charges for different services will impact prime brokerage of-ferings such as cap intro services and consultancy – so are they prepared?
Market Infrastructure August 31, 2017 5:01 AM GMT
Hostility towards MiFID II has seen hedge funds abandon MiFID II license in favour of AIFMD, but is this a temporary ‘get out of jail free card’?
Market Infrastructure August 25, 2017 5:47 AM GMT
Tradeweb, MarketAxess’ Trax, Bloomberg, NEX Regulatory Reporting and TRADEcho all received APA authorisation.
Custody August 7, 2017 10:20 AM GMT
The hire of Phillis comes just five months before custody banks operating in Europe will become subject to MiFID II.
Market Infrastructure July 4, 2017 5:58 AM GMT
Survey finds a quarter of compliance and IT managers believe Brexit will make their firm exempt from MiFID II.
Market Infrastructure June 29, 2017 7:36 AM GMT
Buy-side study found almost half of firms are attempting to implement MiFID II with a team of just five people and a budget of less than £2 million.
Market Infrastructure June 7, 2017 6:57 AM GMT
Steven Maijoor has told attendees at the FIA IDX conference that MiFID II will face no further delays.