ESMA confirms there will be no extension to the six-month grace period implemented just two weeks before MiFID II went live on 3 January this year.
Tag: MiFID II
The mandatory unbundling of charges for different services will impact prime brokerage of-ferings such as cap intro services and consultancy – so are they prepared?
Hostility towards MiFID II has seen hedge funds abandon MiFID II license in favour of AIFMD, but is this a temporary ‘get out of jail free card’?
Tradeweb, MarketAxess’ Trax, Bloomberg, NEX Regulatory Reporting and TRADEcho all received APA authorisation.
The hire of Phillis comes just five months before custody banks operating in Europe will become subject to MiFID II.
Survey finds a quarter of compliance and IT managers believe Brexit will make their firm exempt from MiFID II.
Buy-side study found almost half of firms are attempting to implement MiFID II with a team of just five people and a budget of less than £2 million.
Steven Maijoor has told attendees at the FIA IDX conference that MiFID II will face no further delays.
FIXProtocol developed by the trading community to standardise trade reporting requirements under MiFID II.