Regulation

Industry Panel Calls For More Supportive Regulation

The FSA Smaller Businesses Practitioner Panel (the Panel) today releases its Annual Report for 2006 7. As a part of the regulatory accountability framework. The Panel represents the interests and views of smaller financial services firms, and monitors the overall

Reg NMS Implementation First Day Went Smoothly, Says SIFMA

The Securities Industry and Financial Markets Association (SIFMA) today announced that the first day of Regulation NMS implementation had launched without any major problems for firms or the markets. "The industry, the SEC and the exchanges have all worked extremely

United Taiwan Bank Adopts FinArch's Financial Studio For Basel II

Financial Architects (FinArch), international provider of a Finance Resource Planning (FRP) platform for the finance industry, today announced that United Taiwan Bank, part of the Taiwan Cooperative Bank, starts implementing FinArch's Financial Studio solution for achieving Basel II compliance by

ULLINK To Provide A Best Execution Solution To Jefferies

ULLINK, provider of global transactional solutions for the financial community, today announced that Jefferies, the global investment bank for growing companies and their investors, selected its UL SMART solution to address the MiFID best execution requirements. Jefferies International Limited, the