Regulation

SIFMA Supports Principles-Based Regulation In Response To FSA Paper

The Securities Industry and Financial Markets Association (SIFMA) has commended the UK Financial Services Authority (FSA) for its recent paper "Principles Based Regulation Focusing On Outcomes That Matter." SIFMA has called for financial services regulators world wide to promote a

SECCAS Selects Northeastern Pennsylvania For New Data Center

SECCAS LLC is opening a secondary data operations center in Scranton, Pa., a decision that the provider of hosted compliance solutions for financial services companies said was made after reviewing multiple locations in New York, New Jersey and Maryland. SECCAS,

RBS Selects Aquin Components' Compliance Software MIG21

RBS (Luxembourg) S.A., a member of the Royal Bank of Scotland group, has selected Aquin Components' compliance software MIG21. Aquin is a software provider to the international asset management and fund industry. The application distinguished itself through great flexibility and