DTCC partners with RegTech firms for wider SFTR coverage
The partnerships expand DTCC's support coverage for the incoming securities financing transaction regulation (SFTR).
The partnerships expand DTCC's support coverage for the incoming securities financing transaction regulation (SFTR).
LEI and UTI information will be required ahead of the SFTR deadline for large funds, according to an industry expert.
Asset managers and asset owners are leaning more on their custodians for vital data and analytics on ESG investments.
LSEG units announce new deal for reporting of Securities Financing Transactions ahead of new regulations due in April next year.
Recent fines to investment banks over data reporting failings on trades have shown the importance of accuracy and quality.
As UK and European regulators clash over post-Brexit share trading rules, it could spell further divergence for post-trade arrangements.
SEB has become the second bank to select the trade repository for securities lending reporting, after Societe Generale signed up to the service in February.
Broadridge Financial Solutions has acquired certain private fund regulatory reporting services from PivotDada and Sol Hedge.
Northern Trust completed the transition of bringing Citadel’s technology team, in-house, essentially giving it the right to develop their own software for hedge funds.
Jeffrey Mooney was part of the regulatory team responsible for the US transition to a T+2 settlement cycle in 2017.