SEC and CFTC propose amendments to reduce private fund reporting burdens
Regulators propose changes to Form PF, including higher filing thresholds and streamlined requirements, while maintaining systemic risk monitoring capabilities.
Tag: cftc
Digital Asset adds former CFTC chairman to its board of directors
As an advocate for blockchain and digital assets, the incoming board member will help drive Digital Asset’s vision to build the global economic network.
DTCC loses former CFTC commissioner and key spokesperson from ranks
Former commissioner at the US regulator and DTCC's head of global public policy, leaves to join US options exchange group.
Northern Trust, Societe Generale, BNY Mellon and others fined $6 million for swaps violations
The US CFTC also fined NatWest Markets, PNC Bank and Northern Trust for reporting and risk management regulation failures.
CFTC chairman warns EU to not overreach in clearing battle
CFTC's Giancarlo stated stricter rules on overseeing non-EU clearing houses will damage US derivatives markets.
CFTC chairman warns of tough UK clearing equivalence conditions
CFTC’s Timothy Massad outlines the challenges the UK faces ahead of clearing equivalence negotiations after Brexit.
Massad set to depart as CFTC chairman
Chris Giancarlo, a Republican and frequent critic of recent CFTC regulation, is widely tipped to become Massad's successor.
Strict capital rules would heighten a liquidity crisis says CFTC Commissioner
Constraints could prompt a future liquidity crisis.
Former CFTC Commissioner calms fragmentation worries
The European Commission has adopted the initial margin rules, which is set to come into force in January 2017.
Custodian hold-ups lead to CFTC swaps extension
Swap dealers initially had to comply with margin requirements for a 1 September deadline.