In the fourth part of our ‘what to look out for in 2020’, we ask industry experts’ for their input on regulatory issues to watch out for in the New Year.
The partnerships expand DTCC's support coverage for the incoming securities financing transaction regulation (SFTR).
Recent fines to investment banks over data reporting failings on trades have shown the importance of accuracy and quality.
Panel at InvestOps in London discussed the potential for over-reliance on RegTech firms to comply with MiFID II.
The UK’s FCA and ten other financial regulators have laid out plans for a new global financial innovation network.