HQLAᵡ receives SEC no-action relief for US market access
Decision allows eligible broker-dealers and banks to access platform under specific conditions for 36 months.
Regulation
BBH rolls out Names Rule compliance solution
New data offering aims to support asset managers monitor portfolio alignment with US SEC Rule 35d-1 requirements.
SEC and CFTC propose amendments to reduce private fund reporting burdens
Regulators propose changes to Form PF, including higher filing thresholds and streamlined requirements, while maintaining systemic risk monitoring capabilities.
Fireside Friday with BBH’s Adrian Whelan
Adrian Whelan, global head of market intelligence at BBH, unpacks why ’regulatory execution’ is reshaping banks’ priorities, from operational resilience and retail participation to tokenisation and Europe’s looming T+1 shift.
ESMA signs CCP cooperation agreement with Reserve Bank of India
Framework supports information sharing and potential recognition of Indian CCPs.
Predictions for 2026: Funds and regulation
Citco Fund Services, Fidelity Investments, Murex, Maples Group, Marex and Coalition Greenwich share their views on how fund operating models, regulatory developments and digital assets will shape the industry in 2026.
DTCC receives SEC no-action relief to launch tokenisation service
Subsidiary DTC to begin controlled rollout in 2026, enabling tokenised versions of select DTC-custodied assets.
ESMA tightens expectations as MiCA transition periods wind down
Regulator urges CASPs to complete wind-down plans and warns investors to verify authorisation status.
SEC pushes back compliance dates for rules 10c-1a and 13f-2
Two-year delay on securities lending and short sale transparency rules sparks “Repeal by Extension” concerns.
Regulation
Fireside Friday with… BBH’s Sinéad McIntosh
Sinéad McIntosh, managing director and global head of revenue for financial institutions at Brown Brothers Harriman, says firms are navigating a complex regulatory landscape marked by divergent rules and shortened settlement cycles. The firms that modernise, centralise oversight and work collectively will be best placed to shape the next phase of regulatory evolution.