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ADVANCED
REGISTER
CUSTODY
May 22, 2013
LHI Leasing Appoints CACEIS As Depot Bank in Germany
May 21, 2013
J.P. Morgan, Credit Suisse to Wind Down Transition Management Businesses
May 21, 2013
BNY Mellon Appointed Depositary Bank for Japanese Firm ADR
May 21, 2013
ABN AMRO Subsidiary Outsources Dealing Activities to BNP Paribas
May 16, 2013
Pershing and BNY Mellon Create Joint Bank and Brokerage Custody Offering for Wealth Management Clients
FUND ADMINISTRATION
May 22, 2013
Citi Mandated by New York-based Investment Adviser
May 17, 2013
Wells Fargo Appointed Administrator for New Warwick Capital Partners Fund
May 14, 2013
NCB Capital Appoints State Street For UCITS Platform
May 13, 2013
Northern Trust Releases Form PF Filing Tool on Passport Platform
May 9, 2013
The Share Centre Outsources Depositary and Fund Administration Services To BNP Paribas
MTF/EXCHANGES
April 30, 2013
Liqudnet Adds Thailand to Global Trading Network
January 18, 2013
NASDAQ OMX Nordic and Deutsche Bank Partner on FX Trading and Clearing Platform
January 3, 2013
CBOE Futures Exchange Doubles Trading Activity in 2012
December 21, 2012
ICE Agrees to Acquire NYSE Euronext for $8.2bn
October 16, 2012
Oslo Bors to Acquire Burgundy
PRIME BROKERAGE
May 16, 2013
ConvergEx Prime Services Releases Tax Optimizer Tool
May 1, 2013
Former BlackRock Securities Finance Head David A. Geffen Starts Hedge Fund Consulting Firm
April 23, 2013
Prime Broker Saxis Group Acquired by Weeden Investors
April 17, 2013
Hedge Funds (Mostly) Gained in March, But Still Trailed Far Behind Markets
April 5, 2013
Results of 2013 Global Custodian OTC Derivatives Prime Brokerage Survey Published
SECURITIES FINANCE
May 16, 2013
Swiss Pension Funds Withdraw From Securities Lending
May 12, 2013
CSA Proposed Reporting and Mutual Fund Regime Changes in Canada to Affect Securities Lending
May 9, 2013
Short-Selling Bans Lead to Adverse Herding Behavior Among Investors, CIGI Paper Says
May 8, 2013
Quadriserv Partners With SunGard to Support AQS Securities Lending Marketplace
May 2, 2013
Greece Extends Short-Selling Ban to July 31
DERIVATIVES
May 20, 2013
UK Structured Product Provider Signs on to SuperDerivatives for Real-Time Data
May 15, 2013
ISDA Releases 2013 Reporting Protocol and Side Letters
May 2, 2013
DTCC Files Lawsuit Against CFTC for ‘Anticompetitive’ Swaps Data Repository Rulings
April 21, 2013
DTCC Appoints Peter Tierney Regional Head of Asia for DTCC Deriv/SERV
April 16, 2013
Traiana Releases Swap Data Repository Service for OTC Derivatives Trade Reporting
MARKET INFRASTRUCTURE
May 20, 2013
BNY Mellon CSD Signs Up to T2S
May 17, 2013
GC Friday Interview: Paolo Cittadini, CEO of Monte Titoli
May 17, 2013
Securities Services Providers Welcome Turkey Upgrade
May 16, 2013
Polish and Russian CSDs Sign MoU in First Step Towards Future Operational Link
May 15, 2013
Warsaw-Viennese Exchange Alliance the Most Meaningful and Likely Grouping for CEE Region, Say Industry Experts
PEOPLE MOVES
May 22, 2013
Annalisa Winge Bicknell Joins BNP Paribas for Regional Sales Effort Focusing on Institutional Clients
May 21, 2013
KNEIP Appoints Lee Marshall of J.P. Morgan as Head of IT Infrastructure
May 15, 2013
Lou Lebedin, Former J.P. Morgan Head of Prime Brokerage, Joins Doran Jones
May 14, 2013
Apex Hires David Brown as Managing Director of Bermuda Office
May 14, 2013
BNP Paribas Names Julien Cuminet as Head of Asset and Fund Services in France
REGULATION
May 14, 2013
UK FCA Implements SMARTS Integrity for Market Surveillance
April 30, 2013
Deadline Arrives for Last Group of First-Time Form PF Filers
April 26, 2013
Real Estate Investment Firm Files Form PF Via NorthPoint Solution
April 17, 2013
Norway Signs Bilateral FATCA Agreement With US
March 25, 2013
UK Financial Services Regulator Promises Review of Custody Services in 2013, 2014
TECHNOLOGY
May 22, 2013
Thai Asset Manager Opts for Charles River to Automate Portfolio Management
May 21, 2013
Singapore Sovereign Wealth Fund Makes Significant Equity Investment in Markit
May 20, 2013
Misys Upgrades Sophis Value Buy-Side Solution
May 20, 2013
SunGard Develops New Technology Platform to Streamline Regulatory Compliance Management
May 20, 2013
FIX Protocol Publishes Updated Guidelines for Post-trade Processing