The FCA has made it clear to asset managers it would be evaluating their efforts to implement SMCR during the first half of 2020.
Tag: Neil Woodford
Depositary industry faces mounting speculation that it could face increased regulatory scrutiny as a result of the Woodford episode.
A growing number of European regulators and investors have expressed concerns about the liquidity risk management practices at daily dealing UCITS funds.
The UK FCA is set to open an assessment of authorised corporate directors following the fallout of the Neil Woodford fund affair.
The biggest topics from four days at Fund Forum in Copenhagen, including the threat of passive investing to active asset managers, ESG, blockchain and the fallout from Neil Woodford’s fund suspension.