Regulation August 1, 2018 2:52 PM GMT
The European Commission intends to endorse the draft regulation but will amend certain details ahead of implementation.
Prime Brokerage July 31, 2018 2:13 PM GMT
Prime brokers and their capital introduction teams may have to rethink how they operate with new pre-marketing rules set to be enforced.
Regulation July 5, 2018 1:41 PM GMT
Industry awaits formal approval from European Commission, but Global Custodian understands it will make no 'fundamental changes' to SFTR which now looks to be adopted in at the end of the year or Q1 2019.
Regulation May 25, 2018 1:22 PM GMT
Institutional investors are expected to double their investment into ESG-driven strategies over the next two years.
Regulation May 4, 2018 1:15 PM GMT
Financial authorities across Europe are not all singing the same song when it comes to regulation of UK funds post-Brexit, finds Charles Gubert.
Technology November 14, 2017 6:55 AM GMT
EU has established a €250,000 blockchain study looking at the degree of regulatory intervention the European Commission should take.
Market Infrastructure April 6, 2017 7:28 AM GMT
ESMA is calling for all relevant authorities in the CMU project to adopt a uniform approach to data.
Market Infrastructure March 29, 2017 5:35 AM GMT
European Commission blocks merger due to potential fixed income clearing monopoly, which would impact custody, settlement and collateral management.
Market Infrastructure November 29, 2016 4:23 AM GMT
The EC has proposed a new recovery and resolution toolkit for potential failing CCPs.
Market Infrastructure November 24, 2016 7:02 AM GMT
The EC has set out a series of proposals to ease the capital rules for banks and the clearing requirements for some buy-side firms.