SunGard Online Investment Systems and Albridge Solutions have partnered to provide financial with brokerage compliance automation capabilities.
Under the arrangement, Albridge’s data replication services will provide scrubbed financial data to SunGard’s Synapse Surveillance automated monitoring and reporting solution.
SunGard’s Synapse Surveillance is an automated solution that monitors brokerage transactions for exceptions to regulatory guidelines and company policies. The solution processes trades and accounts against a flexible body of configurable rules to identify any potential compliance and suitability violations.
Albridge claims its data replication systems provide consolidated and cleansed investor, account and portfolio holdings information from more than 1,100 product families and 2,000 financial institutions.