US Court Says Broker Can't Purge Complaints From Record

A US court has reversed an earlier ruling that allowed a stockbroker to have a customer's complaints removed from his record, the Indianapolis Star reports. The earlier ruling allowed the disagreement between the broker and a client to be removed

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A US court has reversed an earlier ruling that allowed a stockbroker to have a customer’s complaints removed from his record, the Indianapolis Star reports.

The earlier ruling allowed the disagreement between the broker and a client to be removed from the broker’s record on the Central Registration Depository.

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