Prudential Equity Group has been fined $800,000 by the New York Stock Exchange for failing tostore e-mails between brokers and customers. The NYSE said the “firm’s conduct impacted certain investigations” in 2003 and 2004, while Prudential said it would comply with the order.
Prudential Equity Group Fined By NYSE For Failing To Store E-Mails
Prudential Equity Group has been fined $800,000 by the New York Stock Exchange for failing tostore e mails between brokers and customers. The NYSE said the "firm's conduct impacted certain investigations" in 2003 and 2004, while Prudential said it would
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