Post-trade Servicing Failures Costing Broker-dealers Commission, Report Finds

The repeated failure by broker dealers to recognize the significance of post trade service to their asset management and hedge fund clients has lead to severed relationships and suspended trading, an independent consultanting firm reported. A survey of 50 top

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The repeated failure by broker-dealers to recognize the significance of post-trade service to their asset management and hedge fund clients has lead to severed relationships and suspended trading, an independent consultanting firm reported.

A survey of 50 top buy-side institutions in Europe found that 80 percent of European hedge funds and 40 percent of asset managers have suspended trading with broker-dealers in the last year because of poor post-trade service.

The New York-based consultant team, m.a. partners, reported that post-trade service suffered dramatically, as broker-dealers shifted more of resources toward the front office. The report found that neglecting the post-trade service has cost broker-dealers €150 to 200 mn each year in commission.

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