Penson Worldwide, Inc. has announced that it has filed a registration statement with the Securities and Exchange Commission in connection with a proposed initial public offering of its common stock. The shares are being offered by Penson Worldwide, Inc. and certain selling stockholders.
J.P. Morgan Securities Inc. and Credit Suisse First Boston LLC will act as joint-book running managers, Banc of America Securities LLC as co-lead manager, and Raymond James & Associates, Inc. and Sandler O’Neill & Partners, L.P. as co-managers for the proposed offering.
A copy of the preliminary prospectus relating to this offering may be obtained from J.P. Morgan’s Prospectus Department, One Chase Manhattan Plaza, New York, New York 10081 (telephone 212-552-5164), or Credit Suisse First Boston LLC, Prospectus Department, One Madison Avenue, New York, New York 10010 (telephone 212-325-2000).