Global Custodian announces Industry Leaders awards New York survey shortlists

This year’s survey awards categories cover Prime Brokerage along with Hedge Fund, Private Equity and Exchange-Traded Fund Administration honours, as well as North American and Latin American Sub-Custody.

By Editors

Global Custodian is pleased to announce the first set of shortlists for its annual Industry Leaders Awards to be held in New York at Chelsea Piers on 21 November. 

The evening recognises outstanding performers from our Prime Brokerage, Hedge Fund Administration, Private Equity Administration and Exchange-Traded Fund Administration surveys.  

This year we will also be awarding two regional custody honours for North America and Latin America respectively, though the former will be revealed in due course as this year’s relevant survey responses are still being validated.  

In addition to the survey award shortlists, our Editors’ Choice shortlists will be released next Monday. There is still time to submit nominations for Editors’ Choice consideration, as well as for our Innovation Awards via this link.

A handful of firms have dominated this year’s shortlist with BNY and its subsidiaries –including CIBC and Pershing – appearing in 17 categories combined, while Ultimus has been nominated a dozen times.  

JP Morgan, Morgan Stanley, SS&C and Clear Street are all up for seven awards each. 

Citi, Intertrust and RBC earn five nominations apiece, while Opus dominates Hedge Fund Administration with six, and Artex Fund Services stands out in Private Equity with four.  Trident Trust appears six times across the fund administration segments. There are also multiple nods for BNP Paribas, CSC, State Street and U.S. Bank. 

 

Exchange Traded Fund Administration Awards 

 

Exchange Traded Fund Administrator of the Year 

 

Citi  

JP Morgan 

RBC  

Ultimus Fund Solutions 

 

Client Services 

 

CIBC Mellon 

JP Morgan  

State Street 

Ultimus Fund Solutions 

 

Onboarding 

 

CIBC Mellon 

JP Morgan 

Ultimus Fund Solutions 

U.S. Bank 

 

ETF Basket Services 

 

CIBC Mellon 

Citi  

JP Morgan 

Ultimus Fund Solutions 

 

Fund Accounting 

 

Citi 

JP Morgan 

RBC 

Ultimus Fund Solutions 

 

Reporting 

 

Citi 

HSBC 

JP Morgan 

RBC 

 

Technology 

 

CIBC Mellon 

HSBC 

RBC 

Ultimus Fund Solutions 

 

ETF Servicing Model 

 

JP Morgan 

RBC 

State Street 

Ultimus Fund Solutions 

 

 

Prime Brokerage Awards 

 

Prime Broker of the Year 

 

CIBC Capital Markets 

Clear Street 

Morgan Stanley 

BNY Pershing 

 

Capital Introductions 

 

BNP Paribas 

Clear Street 

CIBC Capital Markets 

Morgan Stanley 

 

Client Service 

 

Clear Street 

Morgan Stanley 

BNY Pershing 

TD Securities 

 

Consulting 

 

CIBC Capital Markets 

Clear Street 

Morgan Stanley 

BNY Pershing 

 

Operations 

 

Clear Street 

CIBC Capital Markets 

Morgan Stanley 

BNY Pershing 

 

Technology 

 

Clear Street 

CIBC Capital Markets 

Morgan Stanley 

BNY Pershing  

 

Risk Management 

 

BNP Paribas 

Cantor 

Morgan Stanley 

BNY Pershing 

 

Asset Servicing 

 

BNP Paribas 

Clear Street 

Marex  

BNY Pershing 

 

Private Equity Fund Administration Awards 

 

Private Equity Fund Administration of the Year 

 

Artex Fund Services 

CSC 

SS&C 

Ultimus LeverPoint 

 

Client Services 

 

Artex Fund Services 

SS&C 

Trident Trust 

Ultimus LeverPoint 

 

Relationship Management 

 

Artex Fund Services 

SS&C 

Trident Trust 

Ultimus LeverPoint 

 

Reporting to GPs & LPs 

 

Artex Fund Services 

CSC 

SS&C 

Ultimus LeverPoint 

 

Reporting to Regulators 

 

CSC 

SS&C 

Trident Trust 

Ultimus LeverPoint 

 

Hedge Fund Administration Awards 

 

Hedge Fund Administration of the Year 

 

Citco  

Intertrust  

Opus 

Trident Trust 

 

Client Service 

 

Citco  

Intertrust  

Opus 

Trident Trust 

 

Relationship Management 

 

Citco  

Intertrust  

Opus 

U.S. Bank GFS 

 

Fund Accounting 

 

Citco  

Intertrust  

Opus 

U.S. Bank GFS 

 

Technology 

 

Citco  

Intertrust  

Opus 

SS&C 

 

Reporting 

 

Citco  

Opus 

SS&C 

Trident Trust 

 

Agent Banks Americas Awards 

 

Agent Bank of the Year – North America* 

 

BNY 

Mitsubishi UFJ Trust and Banking Corporation (MUFG) 

UBS 

 

Agent Bank of the Year – Latin America 

 

BNP Paribas 

Citi 

Santander CACEIS 

 

*This awards category is subject to change over the coming week as responses for this year’s Major Markets Survey are still being validated. 

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