Eze Castle Expands Compliance Offering To Help Firms Meet SEC Requirements

Eze Castle Integration, Inc. announced the expansion of its compliance offering targeted at SEC compliance for hedge funds, with the signing of a partnership agreement with compliance consulting practice Adviser Compliance Associates, LLC (ACA). ACA is a full service, outsourced

By None

Eze Castle Integration, Inc. announced the expansion of its compliance offering targeted at SEC compliance for hedge funds, with the signing of a partnership agreement with compliance consulting practice Adviser Compliance Associates, LLC (ACA).

ACA is a full-service, outsourced compliance firm headquartered in Washington, DC, with offices in metropolitan New York City, Boston, Los Angeles, and Richmond. Under this strategic agreement both Eze Castle Integration and ACA will resell each other’s strategic consulting and technical solutions enabling alternative investment firms to meet new SEC registration and compliance regulations.

“Our firms bring a unique and comprehensive solution to alternative investment firms as they face impending SEC registration — a task that without the proper resources could have severe cost and operational implications for many hedge funds,” said Chris Grandi, managing director, Eze Castle Integration. “By leveraging ACA’s depth of strategy consulting and advisory experience, along with our rich technical offerings, our clients will be well prepared for this unavoidable milestone and execute an efficient, cost-effective strategy.”

“Eze Castle Integration is the perfect complement to our compliance strategy and advisory services. Their solutions like e-mail and instant messaging archiving and disaster recovery, are exactly what hedge funds need to have in place to meet the impending SEC regulations,” said Jeff Morton, partner, Adviser Compliance Associates. “Working with Eze Castle Integration, we will set compliance strategies and plans and ensure they are implemented in a way that brings alternative investment funds an economical and comprehensive solution.

Eze Castle Integration client, Dan Lehan, Chief Operating Officer, Adage Capital Management comments: “We are confident about meeting SEC e-mail retention requirements thanks to expert consultation and technical solutions from Eze Castle Integration. From instant messaging and e-mail archiving to rock-solid disaster recovery plans, we feel like we’re working with the best solutions available.”

«