The SEC’s Expanding Use of Form PF Data

Despite the size of regulatory assets under management and the number of funds reporting, the U.S. Securities and Exchange Commission’s (SEC) experience with Form PF data is still relatively new. As various agencies within the commission gain expertise and understanding, the uses of the data will expand, providing more safety and protection for the economy, individual investors and the entire industry.
By Soapbox

To access this premium content, please LOG IN or

«