Investment News is reporting that the Banc of America Securities has settled an enforcement action with the Securities and Exchange Commission after allegedly failing to safeguard information in its research reports and issuing fraudulent research. They are being accused of
Investment News is reporting that the Banc of America Securities has settled an enforcement action with the Securities and Exchange Commission after allegedly failing to safeguard information in its research reports and issuing fraudulent research.
They are being accused of trading before the issuance of research reports.
« Wall Street Systems Plans Growth In 2007 With New Business Strategy