The Financial Services Authority (FSA) has today published a discussion paper reviewing the structure of the UK Listing Regime dealing with ways to re label the Primary and Secondary listing segments to help participants in the markets understand better the
Business Control Solutions (BCS) has successfully launched its new methodology, BCS CTRL+, which combines the company's consultancy and software expertise to deliver best practices in operational control and operational risk management. Additionally, BCS has initiated the Operational Risk in Investment
Fiscal, a Rhyme Systems application, has been benchmarked against MiFID requirements and been awarded the B.I.S.S. MiFID Accreditation. "Fiscal is an established financial solution that has a proven track record and a loyal customer base. Our benchmarking has uncovered the
As the impact of MiFID is felt and Best Execution requirements are fully realised, TAG have responded to the financial markets changing needs by continuing to focus on expansion, in this case, Europe. Many of TAG's US clients will benefit
Peach have released a MiFID Compliance Mapping and Proof (MCMP)certification scheme for financial institutions and software vendors, to help them with their MiFID compliance issues and challenges. MiFID,introduced in November 2007 will have a significant impact on the financial services'
Four of the top six Canadian banks applying the advanced approach to Basel II are using the FRSGlobal regulatory reporting system to comply with the regulation. The company's success in delivering compliance applications across a range of countries adopting Basel
Peach have released a new BCMP (Basel 2 Compliance Mapping & Proof) certification scheme for financial institutions and software vendors, in order to help them with their Basel 2 compliance. Basel 2 is an international accord that requires banks and
Atlas Capital has taken measures to demonstrate regulatory compliance and best practice by installing Baronscourt Technology's intelligent policy management system, MetaCompliance Policy Classic. The UK financial services industry is heavily regulated by Financial Services Industry (FSA) rules and organisations must
Ernst & Young and JWG IT Group have come to a new collaborative agreement, which allows both organisations to work with their clients to embed the European Union's Markets in Financial Instruments Directive (MiFID). The financial services community faces a
Ernst & Young and JWG IT Group, the independent think tank, entered a new collaborative agreement enabling both organisations to work with clients to embed the European Union's Markets in Financial Instruments Directive (MiFID). The financial services community faces a